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Customer complaint form

North Capital takes client complaints seriously. Use this form to submit a complaint to our compliance team. We will acknowledge receipt and respond promptly.

How to submit

Three ways to file a complaint

1. This online form

Complete the form on this page. A member of our compliance team will respond within two business days.

3. By phone

Call us at (888) 625-7768 and ask to speak with the Compliance Department.

You may also verify the firm’s background and disciplinary history on FINRA’s BrokerCheck.

Submit a complaint