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ABOUT  NORTH CAPITAL

North Capital is a leading provider of transaction technology and brokerage services for the primary issuance of exempt securities, and we are driving the evolution of clearing, custody and secondary markets through innovation using distributed ledger technology (blockchain).

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We create and deliver services, utilizing our proprietary API functions and investor platforms, through our SEC-registered broker dealer, North Capital Private Securities Corporation.  Since 2017, we have been involved in developing open source smart contract technology and the tokenized securities market, with the conviction that blockchain technology will transform private markets.
 

Our Registered Investment Advisor, North Capital Inc. was founded in 2008. The firm’s founder, Jim Dowd, started the firm after spending 20+ years as an Institutional Asset Manager, with the goal of bringing institutional-grade advice to retail clients.  North Capital Inc is headquartered in Salt Lake City, UT, with a branch office in Sea Island, GA.

Leadership Team

Founder & Managing Director

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Jim Dowd

Founder & Managing Director

Chief Operating Officer

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Sara Judd

Chief Operating Officer

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Chief Legal Officer

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Siggy Tomasetti

Chief Legal Officer

Chief Technologist

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Anton Prakash

Chief Technologist

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Chief Financial Officer

Dan Watson

Chief Financial Officer

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Chief Compliance Officer

Joseph Anderson

Chief Compliance Officer

Managing Director, Head of Research and Due Diligence

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Richard “Grant” Nelson

Managing Director, Head of Research and Due Diligence

Managing Director, Head of Asset Management & Trading

Michael T. Weaver, Jr.

Managing Director, Head of Asset Management and Trading

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Managing Director, Head of Human Resources

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Linsey Harkness

Managing Director, Head of Human Resources

Managing Director, Operations & Custody

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Jessi Mills

Managing Director, Operations & Custody

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